Provide middle office support for the sales and trading teams by performing the following functions: trade corrections, order entry, inventory reconciliation and P&S. Responsible for staying abreast of industry changes and taking advantage of training opportunities.

ESSENTIAL DUTIES AND RESPONSIBILITIES

Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.

• Assist with the day-to-day operations by processing tasks within the department(s) and maintaining excellent service levels.

• Resolve issues and apply critical thinking and problem-solving skills to meet the demands of the business.

• Stay current with industry standards and new policies and procedures relative to the area of responsibility.

• Monitor and update daily pricing files with monthly statement reconciliation.

• Monitor and process option assignments and expiration.

• Demonstrate initiative and commitment to continuous learning, and the ability to adapt to the changing demands of the business.

• Monitor daily inventory position and P&L information for respective trading desks and assist in the resolution of any differences.

QUALIFICATIONS

Required Qualifications:

The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.

• Bachelor's degree or equivalent education, training and work-related experience

• Provide high-quality client service

• Ability to handle multiple assignments; work under pressure in a fast paced environment

• Attention to detail with emphasis on accuracy and quality

• Strong Organizational, verbal and written communication skills

• Demonstrate proficiency in Microsoft Office software products

• Financial Industry Regulatory Authority (FINRA) Series 7 or ability to obtain the Series 7 license within 120 days of employment

Preferred Qualifications:

• Two year brokerage industry experience.