Provide middle office support for the sales and trading teams by performing the following functions: trade corrections, order entry, inventory reconciliation and P&S. Responsible for staying abreast of industry changes and taking advantage of training opportunities.
ESSENTIAL DUTIES AND RESPONSIBILITIES
Following is a summary of the essential functions for this job. Other duties may be performed, both major and minor, which are not mentioned below. Specific activities may change from time to time.
Assist with the day-to-day operations by processing tasks within the department(s) and maintaining excellent service levels.
Resolve issues and apply critical thinking and problem-solving skills to meet the demands of the business.
Stay current with industry standards and new policies and procedures relative to the area of responsibility.
Monitor and update daily pricing files with monthly statement reconciliation.
Monitor and process option assignments and expiration.
Demonstrate initiative and commitment to continuous learning, and the ability to adapt to the changing demands of the business.
Monitor daily inventory position and P&L information for respective trading desks and assist in the resolution of any differences.
QUALIFICATIONS
Required Qualifications:
The requirements listed below are representative of the knowledge, skill and/or ability required. Reasonable accommodations may be made to enable individuals with disabilities to perform the essential functions.
Bachelor's degree or equivalent education, training and work-related experience
Provide high-quality client service
Ability to handle multiple assignments; work under pressure in a fast paced environment
Attention to detail with emphasis on accuracy and quality
Strong Organizational, verbal and written communication skills
Demonstrate proficiency in Microsoft Office software products
Financial Industry Regulatory Authority (FINRA) Series 7 or ability to obtain the Series 7 license within 120 days of employment
Preferred Qualifications:
- Two year brokerage industry experience.